Maclay Martin Swanson

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1999 → 03/2020
  Ameriprise Financial Services, Inc.
  Arden Hills, MN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Arden Hills, MN

Other Businesses

Outside Employment; Maclswan; artist -; Music publishing; 18409 Lakeview Point Dr NE, , Wyoming, MN, 55092; Not Investment-Related; 01/16/2015; 10 to 19 hours per month; 0 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1999-03-10

Designations

• Certified Financial Planner

Other Names

• Clay Swanson