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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-20 |
| CA | RA | APPROVED | 2024-06-14 |
| NV | RA | APPROVED | 2024-06-14 |
Branch Locations
33050 Antelope Road, #208, Murrieta, CA 92563 • United States
1180 North Town Center Drive, Las Vegas, NV 89144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| News Financial & Insurance Services, Inc | Anaheim | CA | 09/1996 | Present |
| Securities America, Inc. | Murrieta | CA | 01/1998 | 06/2024 |
| Securities America Advisors Inc | Murrieta | CA | 06/1999 | 06/2024 |
| Osaic Wealth, Inc. | Murrieta | CA | 06/2024 | Present |
| Osaic Wealth, Inc. | Murrieta | CA | 06/2024 | Present |
1. DBA - Cal401k 2. NEWS FINANCIAL & INSURANCE SERVICES, INC. POSITION: CEO NATURE: NEWS FINANCIAL & INSURANCE SERVICES INC CEO- INSURANCE SALES FIXED - AGENT - START DATE: 09/1996 - Moved to 33050 Antelope Road, Unit 208, Murrieta CA 92563 INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 09/09/1996 ADDRESS: 33050 Antelope Road Unit 208, Unit 208, Murrieta CA 92563, United States DESCRIPTION: Independent Insurance Agency, Casualty Insurance, Health Insurance, Life Insurance, Fixed Insurance Service. 3. SAA POSITION: Advisor NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - START DATE: 01/1998 - LOCATED AT33050 Antelope Road Suite 208 - 70% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1998 ADDRESS: 33050 Antelope Road Unit 208, Suite 208, Murrieta CA 92563 DESCRIPTION: SAA Program 4. RENTAL TEVARE LANE POSITION: Landlord NATURE: Rental of Personally owned Condo. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2021 ADDRESS: 11865 Tevare Lane, Unit 2082, Las Vegas NV 89138 DESCRIPTION: Personally owned real estate condo rented for income and expenses to keep the Condo. 5. RENTAL TURNBERRY TOWERS POSITION: Property Owner NATURE: Rental owned INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2023 ADDRESS: 222 Karen Ave 1708, Las Vegas NV 89109 DESCRIPTION: Condo owned, rented to tenant. 6. RENTAL AVENIDA DE ARBOLES POSITION: Home Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 21629 Avenida De Arboles, Murrieta CA 92562, United States DESCRIPTION: Homeowner renting out previous primary house owned to long term lease renter.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-05-26 |
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