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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-20
CA RA APPROVED 2024-06-14
NV RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2024-06-20
  • CA RA
    APPROVED
    Since 2024-06-14
  • NV RA
    APPROVED
    Since 2024-06-14

Branch Locations

33050 Antelope Road, #208, Murrieta, CA 92563 • United States

1180 North Town Center Drive, Las Vegas, NV 89144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
News Financial & Insurance Services, Inc Anaheim CA 09/1996 Present
Securities America, Inc. Murrieta CA 01/1998 06/2024
Securities America Advisors Inc Murrieta CA 06/1999 06/2024
Osaic Wealth, Inc. Murrieta CA 06/2024 Present
Osaic Wealth, Inc. Murrieta CA 06/2024 Present
  • 09/1996 → Present
    News Financial & Insurance Services, Inc
    Anaheim, CA
  • 01/1998 → 06/2024
    Securities America, Inc.
    Murrieta, CA
  • 06/1999 → 06/2024
    Securities America Advisors Inc
    Murrieta, CA
  • 06/2024 → Present
    Murrieta, CA
  • 06/2024 → Present
    Murrieta, CA
Previous Registrations
  • 1999-05-17 → 2024-06-14
    Securities America Advisors, Inc.
    Anaheim, CA
    Wildomar, CA
    Murrieta, CA
    Temecula, CA
    Temecula, CA
    Las Vegas, NV
    Murrieta, CA
Other Businesses

1. DBA - Cal401k 2. NEWS FINANCIAL & INSURANCE SERVICES, INC. POSITION: CEO NATURE: NEWS FINANCIAL & INSURANCE SERVICES INC CEO- INSURANCE SALES FIXED - AGENT - START DATE: 09/1996 - Moved to 33050 Antelope Road, Unit 208, Murrieta CA 92563 INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 10 START DATE: 09/09/1996 ADDRESS: 33050 Antelope Road Unit 208, Unit 208, Murrieta CA 92563, United States DESCRIPTION: Independent Insurance Agency, Casualty Insurance, Health Insurance, Life Insurance, Fixed Insurance Service. 3. SAA POSITION: Advisor NATURE: SECURITIES AMERICA ADVISORS, INC. - INVESTMENT ADVISORY - IAR - START DATE: 01/1998 - LOCATED AT33050 Antelope Road Suite 208 - 70% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1998 ADDRESS: 33050 Antelope Road Unit 208, Suite 208, Murrieta CA 92563 DESCRIPTION: SAA Program 4. RENTAL TEVARE LANE POSITION: Landlord NATURE: Rental of Personally owned Condo. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/25/2021 ADDRESS: 11865 Tevare Lane, Unit 2082, Las Vegas NV 89138 DESCRIPTION: Personally owned real estate condo rented for income and expenses to keep the Condo. 5. RENTAL TURNBERRY TOWERS POSITION: Property Owner NATURE: Rental owned INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2023 ADDRESS: 222 Karen Ave 1708, Las Vegas NV 89109 DESCRIPTION: Condo owned, rented to tenant. 6. RENTAL AVENIDA DE ARBOLES POSITION: Home Owner NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2024 ADDRESS: 21629 Avenida De Arboles, Murrieta CA 92562, United States DESCRIPTION: Homeowner renting out previous primary house owned to long term lease renter.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-26
  • S66 Uniform Combined State Law Examination
    1998-05-26
Designations
Other Names
  • Yong Chon

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