Patricia Margaret Gilland

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2017-07-31
TX	RA	APPROVED	2013-09-13
KY	RA	APPROVED	2012-12-14

IN RA
APPROVED

Since 2017-07-31
TX RA
APPROVED

Since 2013-09-13
KY RA
APPROVED

Since 2012-12-14

Branch Locations

1200 North Dixie Hwy, Elizabethtown, KY 42701 • United States

3401 Morse Xing, Floor 01, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gilland'S German Shepherds	Boston	KY	12/2011	Present
J.P. Morgan Securities Llc	Elizabethtown	KY	10/2012	Present
Jpmorgan Chase Bank, N.A.	Elizabethtown	KY	01/2018	Present

12/2011 → Present

Gilland'S German Shepherds

Boston, KY
10/2012 → Present

J.P. Morgan Securities Llc

Elizabethtown, KY
01/2018 → Present

Jpmorgan Chase Bank, N.A.

Elizabethtown, KY

Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: CO-OWNER / LANDLORD - RENTAL PROPERTY START DATE: 6/23/2014 ADDRESS: 1101 BOSTON, KY. DETAILS: Rental property HOURS DEDICATED (per month unless otherwise indicated): N/A HOURS DURING TRADING: 0 INVESTMENT RELATED: YES ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: GILLAND'S GERMAN SHEPHERDS POSITION: CO-OWNER START DATE: 12/01/2011 ADDRESS: 478 Boston, Kentucky DETAILS: BREEDING GERMAN SHEPHERDS AND TRAINING GERMAN SHEPHERDS SPECIFICALLY FOR OBEDIENCE TRAINING AND SERVICE ANIMAL CERTIFICATION. ALSO HANDLE ALL ADMINISTRATIVE TASKS ASSOCIATED WITH THE BUSINESS, SUCH AS REGISTERING AND SELLING THE GERMAN SHEPHERDS AND ALL BOOKKEEPING. HOURS DEDICATED (per month unless otherwise indicated): N/A HOURS DURING TRADING: 0 INVESTMENT RELATED: NO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-12-12
S65	Uniform Investment Adviser Law Examination	2003-09-12
S63	Uniform Securities Agent State Law Examination	1999-09-14

S66 Uniform Combined State Law Examination

2012-12-12
S65 Uniform Investment Adviser Law Examination

2003-09-12
S63 Uniform Securities Agent State Law Examination

1999-09-14

View on SEC IAPD