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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-08-06 |
| CT | RA | APPROVED | 2008-12-11 |
Branch Locations
263 Tresser Blvd Suite 500, Stamford, CT 06901 • United States
Hastings On Hudson, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Stamford | CT | 01/2007 | Present |
1. AS A NOTARY I ATTEST AND VERIFY TO THE AUTHENTICITY OF DOCUMENTS SIGNED BY NON-CLIENTS. THE AMOUNT OF TIME SPENT/DEVOTED PER YEAR TO THIS NON-INVESTMENT REELATED ACTIVITY IS APPROXIMATELY ONE HOUR TOTAL. MY APPROXIMATE START AS A NOTARY WAS 1/29/18. THERE IS NO BUSINESS ADDRESS SPECIFIC TO THIS ASSOCIATION. 2. TRUSTEE (MOTHERS TRUST) A & A IRREVOCABLE TRUST
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-14 |
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