Paul M Mosqueda

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-02-05
CA	RA	APPROVED	2009-03-03

TX RA
APPROVED_RES

Since 2015-02-05
CA RA
APPROVED

Since 2009-03-03

Branch Locations

5250 North Palm Avenue Suite 111, Fresno, CA 93704-2226 • United States

Clovis, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Fresno	CA	02/2009	Present

02/2009 → Present

Rbc Capital Markets, Llc

Fresno, CA

Previous Registrations

2003-05-16 → 2009-03-19

Citigroup Global Markets Inc.

Fresno, CA

Fresno, CA
1997-07-08 → 2003-05-19

Morgan Stanley Dw Inc.

Fresno, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-11-03
S63	Uniform Securities Agent State Law Examination	1986-11-20

S66 Uniform Combined State Law Examination

2009-11-03
S63 Uniform Securities Agent State Law Examination

1986-11-20

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

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