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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-24
FL RA APPROVED 2021-03-10
IL RA APPROVED 2006-01-23
  • TX RA
    APPROVED
    Since 2023-02-24
  • FL RA
    APPROVED
    Since 2021-03-10
  • IL RA
    APPROVED
    Since 2006-01-23

Branch Locations

101 Orchard Terrace, Lombard, IL 60148 • United States

Riviera Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 06/2004 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2006 Present
Hurt & Associates/Hurt & Associates, Inc Lombard IL 12/2005 Present
  • 06/2004 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2006 → Present
    Schaumburg, IL
  • 12/2005 → Present
    Hurt & Associates/Hurt & Associates, Inc
    Lombard, IL
Other Businesses

1) HURT & ASSOCIATES / HURT & ASSOCIATES, INC.; INV REL; SAME AS REGISTERED ADDRESS; TAX PREPARATION AND LIMITED POWER OF ATTORNEY FOR IRS ISSUES, DBA NAME FOR INVESTMENT BUSINESS; PRESIDENT; START DATE 12/15/2005; 200 HRS/MTH JAN-APR, 20 HRS/MTH MAY-DEC: 2) SAINT JOHNS CATHOLIC CHURCH OF VILLA PARK - NOT INV RELATED; VILLA PARK, IL; FINANCE COMMITTEE MEMBER; SINCE 05/15/2013; 2 HRS/MONTH, 0 HRS/MONTH DURING SECURITIES TRADING HOURS:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-10-21
  • S63 Uniform Securities Agent State Law Examination
    1991-10-21
Designations

View on SEC IAPD

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