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Peter Donald Grifo

LPl Enterprise, LLC

Dewitt, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
PA RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14

Branch Locations

5789 Widewaters Parkway Ste 1F, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Amherst NY 06/2016 Present
Pruco Securities, Llc. Amherst NY 06/2016 11/2024
Lpl Enterprise, Llc Dewitt NY 11/2024 Present
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Williamsville, NY
    Syracuse, NY
    Vestal, NY
    Dewitt, NY
  • 1994-06-10 → 2016-06-14
    Cadaret, Grant & Co., Inc.
    Liverpool, NY
    Lafayette, NY
    Syracuse, NY
    Syracuse, NY
Other Businesses

1. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-01-06
S63 Uniform Securities Agent State Law Examination 1987-01-12
  • S65 Uniform Investment Adviser Law Examination
    1994-01-06
  • S63 Uniform Securities Agent State Law Examination
    1987-01-12

View on SEC IAPD

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