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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-18
PA RA APPROVED 2007-09-07
  • TX RA
    APPROVED_RES
    Since 2019-04-18
  • PA RA
    APPROVED
    Since 2007-09-07

Branch Locations

806 Central Road Suite 101, Bloomsburg, PA 17815 • United States

4001 Kennett Pike Suite 220, Greenville, DE 19807 • United States

Millennium One, 20 Ash Street, Conshohocken, PA 19428 • United States

15 East Gay Street, West Chester, PA 19380 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Conshohocken PA 06/2007 Present
Other Businesses

1. Trustee- Non Family Trust.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-05
S63 Uniform Securities Agent State Law Examination 1987-07-22
  • S65 Uniform Investment Adviser Law Examination
    2007-09-05
  • S63 Uniform Securities Agent State Law Examination
    1987-07-22

View on SEC IAPD

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