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3500 Oak Lawn Ave Ste 400, Dallas, TX 75219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-01 |
Branch Locations
3500 Oak Lawn Ave Ste 400, Dallas, TX 75219 • United States
Dallas, TX • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brazos Securities, Inc. | Dallas | TX | 02/1989 | Present |
| Institutional Securities Corp | Dallas | TX | 06/2019 | Present |
| Isc Advisors, Inc. | Dallas | TX | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-29 |
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