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Mark Robert Hurwitz

Wells Fargo Clearing Services, LLC

Florham Park, NJ

Dover, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-05-05
NJ RA APPROVED 2009-05-29
  • TX RA
    APPROVED_RES
    Since 2017-05-05
  • NJ RA
    APPROVED
    Since 2009-05-29

Branch Locations

200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States

Dover, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Morristown NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Morristown NJ 11/2016 Present
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Morristown, NJ
  • 2003-02-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Morristown, NJ
    Morristown, NJ
  • 2002-06-25 → 2003-02-26
    Ubs Financial Services Inc.
    Florham_Park, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-08-29
  • S63 Uniform Securities Agent State Law Examination
    1986-08-29

View on SEC IAPD

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JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FLORHAM PARK, NJ
JACOBS LEVY EQUITY MANAGEMENT · FLORHAM PARK, NJ
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