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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-06-26
TX RA APPROVED_RES 2026-06-26
  • PA RA
    APPROVED
    Since 2026-06-26
  • TX RA
    APPROVED_RES
    Since 2026-06-26

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

725 Skippack Pike Ste 200, Blue Bell, PA 19422 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Atlanta GA 10/2000 02/2023
Lpl Financial Llc Blue Bell PA 02/2023 Present
Mariner Independent Advisor Network, Llc Sacramento CA 02/2023 07/2026
Private Advisor Group, Llc Morristown NJ 06/2026 Present
  • 10/2000 → 02/2023
    Fsc Securities Corporation
    Atlanta, GA
  • 02/2023 → Present
    Lpl Financial Llc
    Blue Bell, PA
  • 02/2023 → 07/2026
    Mariner Independent Advisor Network, Llc
    Sacramento, CA
  • 06/2026 → Present
    Morristown, NJ
Previous Registrations
  • 2023-02-16 → 2026-06-26
    Blue Bell, PA
    Blue Bell, PA
  • 2012-07-27 → 2023-02-16
    Fsc Securities Corporation
    Blue Bell, PA
Other Businesses

1) 2/14/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 1/1/2001 - 10 Hours Per Month/1 Hours During Securities Trading - Time Spent 10% 2) 2/14/2023 - JSO PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 1/1/2001 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 10% 3) 04/17/2023 - Professional Insurance and Financial Services - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only -Start Date 02/14/2023 - 100 Hours Per Month/4 Hours During Securities Trading 4) 07/06/2026 - Private Advisor Group - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - 160 hours per month/ during trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 05/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-14
S63 Uniform Securities Agent State Law Examination 1987-02-13
  • S65 Uniform Investment Adviser Law Examination
    2011-11-14
  • S63 Uniform Securities Agent State Law Examination
    1987-02-13

View on SEC IAPD

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