Catherine Mary Magana

Employer firm

Wwm Financial CRD 157620

$382M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2011 → Present
  Wwm Financial
  Carlsbad, CA
• 07/2011 → 12/2017
  Purshe Kaplan Sterling Investments
  Carlsbad, CA

Previous Registrations

• 2011-01-06 → 2011-08-23
  Morgan Stanley
  Carlsbad, CA
• 2002-04-22 → 2011-01-06
  Citigroup Global Markets Inc.
  New York, NY
  Carlsbad, CA
  Carlsbad, CA

Other Businesses

(1)PARTNERS IN EDUCATION; NOT INVESTMENT RELATED; 5934 PRIESTLY DRIVE CARLSBAD, CA 92008; EDUCATIONAL AND SCHOLARSHIP SUPPORT; CHAIRMAN OF BOARD MEMBER; 01/2020; <1 HOURS/MONTH; <1 HOURS DURING SECURITIES HOURS; TO ACT AS A VOTING MEMBER OF THE BOARD WITH FULL AUTHORITY AND RESPONSIBILITY TO DEVELOP POLICIES, PROCEDURE AND REGULATIONS FOR THE OPERATION OF THIS ASSOCIATION (2) FINANCIAL PLANNING ASSOCIATION OF CALIFORNIA; NOT INVESTMENT RELATED; 1290 BROADWAY, SUITE 1625, DENVER CO 80203, SEEKING TO BRING ATTENTION TO REGULATORY AND LEGISLATIVE ISSUES (PRIMARILY CA) THAT CONCERN MEMBERS STATEWIDE; BOARD MEMBER SINCE 2019, SERVED AS CHAIR AND PRESIDENT ENDING 2022, 2 HOURS/MONTH, NONE DURING TRADING HOURS

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-06
• S63 Uniform Securities Agent State Law Examination
  2001-01-08

Designations

• Certified Financial Planner

Other Names

• Catherine M Fierro
• Catherine Mary Magana
• Catherine Magana