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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-21 |
| IN | RA | APPROVED | 2012-07-16 |
| AL | RA | APPROVED | 2012-07-13 |
| IL | RA | APPROVED | 2009-01-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Oak Park | IL | 03/2002 | Present |
| Raymond James Financial Services Advisors, Inc | Oak Park | IL | 01/2009 | Present |
(1)Name of Business: Baehrend/ Marks Partnership Address: 1106a Chicago Ave, Oak Park, IL, 60302, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 03/22/2002 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: General Partner of support company
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 1986-08-21 |
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