Theodore Brakatselos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03

NY RA
APPROVED

Since 2021-08-03

Branch Locations

350 Old Country Rd Ste 100, Garden City, NY 11530-1701 • United States

Glen Cove, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Garden City	NY	03/2012	Present

03/2012 → Present

Lpl Financial Llc

Garden City, NY

Previous Registrations

2002-07-24 → 2004-08-03

Ubs Asset Management (Us) Inc.

New York, NY

Other Businesses

1. 3/19/2012 -Church Choir Director - Outside/W-2 Employment - Not Inv Rel - At Reported Business Location(s) - Conduct church choir during Sunday & occasional week night services. Holds weekly rehearsals on Tuesday evenings starting at 7:45pm. These activities occur from the months of Sept through to June. - 0Hrs/Mth - 0 Hrs During Trading -TIME SPENT 4%. 2) 07/09/2025 - Plan 4, Inc. - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:06/16/2025 - 80 Hrs/Mth - 80 Hrs During Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-07-21
S63	Uniform Securities Agent State Law Examination	1986-08-27

S65 Uniform Investment Adviser Law Examination

1995-07-21
S63 Uniform Securities Agent State Law Examination

1986-08-27

View on SEC IAPD