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Michael R Mccaw

Ameriprise Financial Services, LLC

Leawood, KS

Olathe, KS

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-03-04
KS RA APPROVED 2009-10-05
MO RA APPROVED 2009-10-05
  • TX RA
    APPROVED_RES
    Since 2010-03-04
  • KS RA
    APPROVED
    Since 2009-10-05
  • MO RA
    APPROVED
    Since 2009-10-05

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Olathe, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Overland Park KS 10/2009 03/2020
Ameriprise Financial Services, Inc. Overland Park KS 10/2009 03/2020
Ameriprise Financial Services, Llc Leawood KS 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Overland Park, KS
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Overland Park, KS
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Leawood, KS
Previous Registrations
  • 2005-02-28 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Overland Park, KS
    Overland Park, KS
  • 2003-11-14 → 2005-03-01
    Wells Fargo Clearing Services, Llc
    Kansas City, MO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1986-08-28
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1986-08-28
Other Names
  • Michael Richard Mccaw
  • Michael Richard Mc Caw
  • Michael Mccaw

View on SEC IAPD

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Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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