Thomas Edward Raguse

Current Employers

Employment History

• 08/1994 → Present
  Osaic Wealth, Inc.
  Santa Ana, CA
• 07/1997 → Present
  Liberty Capital Management
  Santa Ana , CA
• 07/1997 → Present
  Liberty Capital Management
  Santa Ana , CA

Previous Registrations

• 2008-10-22 → 2015-05-01
  Lcm Advisory Services, Llc
  Santa Ana, CA
• 1997-11-17 → 2009-07-01
  Liberty Capital Management, Inc.
  Santa Ana, CA

Other Businesses

1. GRANITE PROPERTIES, LLC, NON INVESTMENT RELATED, 1811 E. GARRY AVE, SANTA ANA, CA 92705, MEMBER OF LLC, STARTED, 7/1997, 5 HOURS PER MONTH, 2 HOURS DURING STH, MEMBER MEETINGS REGARDING MANAGEMENT AND FINANCIAL DECISIONS. 2. INSURANCE, INVESTMENT RELATED,1811 E. GARRY AVE SANTA ANA, CA 92705, OWNER, STARTED 03/1985, 100 HOURS PER MONTH, 100 HOURS DURING STH, ADVISE AND PLACE INSURANCE PRODUCTS WHEN APPROPRIATE AND SUITABLE FOR CLIENTS. 3. LEWIS & LACK A FINANCIAL SERVICES CORPORATION POSITION: Consultant NATURE: C-Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/31/2015 ADDRESS: 1811 E GARRY AVE, SANTA ANA CA 92705 DESCRIPTION: Business consulting fees, PC insurance policy reviews, and accounting services. They only act in the capacity of consultants for the company's business non-securities related activities (i.e, should they buy or lease work trucks, should they pay the increased premiums on their business insurance, etc. 4. REAL ESTATE POSITION: Owner NATURE: Sched E Sole ownership. Real Estate owned by me and leased to a third party. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/10/2025 ADDRESS: 6810 Claret, #7G, Prescott AZ 86305, United States DESCRIPTION: Property owner. I will hire a local property manager to handle lease and tenant issues 5. FIXED INSURANCE PRODUCTS POSITION: Owner/Agent NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/05/1987 ADDRESS: 1422 Edinger Ave, Ste 230, Tustin CA 92780, United States DESCRIPTION: advise and place insurance products when appropriate and suitable for clients 6. LIBERTY CAPITAL MANAGEMENT, INC. POSITION: Other - Shareholder NATURE: Corporation - INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 07/01/1997 ADDRESS: 1422 Edinger Ave, Ste 230, Tustin CA 92780, United States DESCRIPTION: Manage technology infrastructure including IT contractors, security, business continuity, and budgeting 7. LEWIS & LACK A FINANCIAL SERVICES CORPORATION POSITION: Consultant NATURE: C-Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/31/2015 ADDRESS: 1422 Edinger Ave, Ste 230, Tustin CA 92780, United States DESCRIPTION: Business consulting fees, PC insurance policy reviews, and accounting services. They only act as in the capacity of consultants for the company's business non-securities related activities (i.e should they buy or lease work trucks, should they pay the increased premiums on their business insurance, etc.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-05-10
• S65 Uniform Investment Adviser Law Examination
  1995-05-03