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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2010-01-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Variable Annuity Marketing Company | Durham | NC | 07/1996 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 01/2010 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 01/2010 | Present |
1)SCOTT FINANCIAL PLANNING AND INVESTMENTS LLC, 213 EXECUTIVE PARK, ASHEVILLE, NC, 1/2010 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INVESTMENT RELATED, - 3 HR/MO - 3/TRADING. 2)SCOTT FINANCIAL PLANNING & INVESTMENTS LLC 213 EXECUTIVE PARK ASHEVILLE, NC 28801. BEGAN 11/23/2009 AS OWNER. INVESMENT RELATED. DEVOTES 50 HRS/WK. 30 HRS DURING TRADING. 3)ESTATE OF STEVE AND LINDA PARKER 52 WELLINGTON DRIVE ASHEVILLE, NC 28804. BEGAN 01/01/2009 AS EXECUROT OF ESTATE AT TIME OF DEATH IN THE FUTURE. NOT INVESTMENT RELATED. DEVOTES 0 HRS. 4)SCOTT FINANCIAL PLANNING & INVESTMENT LLC, 9 ELK MOUNTAIN RD, ASHEVILLE, NC, 1/2017, AS OWNER FOR SUBLETTING OFFICES IN LEASED SPACE, NIR, 2HRS/YR, 2HRS/TRADING. 5)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10 HR/WK - 10/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 6.WAGB LLC, 9 ELK MOUNTAIN RD, ASHEVILLE, NC, 11/2018 AS LLC OWNER BUYING AND MANAGING REAL ESTATE. NIR - 2/MO - 0/TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-21 |
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