Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2014-03-04 |
| TX | RA | APPROVED | 2014-03-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | New Albany | OH | 03/2014 | Present |
NEW ALBANY HOMEOWNERS ASSOCIATION; NOT INVESTMENT RELATED; NEW ALBANY,OH; CO TRUSTEE; START DATE 1/1/2019; NUMBER OF HOURS PER MONTH .25; 0 HOURS DURING TRADING; ATTENDING MEETINGS TO REVIEW COMMUNITY NEEDS SUCH AS PAINT COLORS, FIX FENCES, ETC. VIKING SG LLC; NOT INVESTMENT RELATED; NEW ALBANY, OH; FAMILY LLC; OWNER/MEMBER; START DATE 7/1/16; 0 HR/MO; 0 DURING TRADING. VIKING GMRE I, LLC, INV. RELATED, NEW ALBANY, OH. START: 10/1/18, 8 HOURS/MONTH, 0 DURING TRADING, FINET PRACTICE LOCATION. MUNSTER FINANCIAL, LLC; INVESTMENT RELATED; NEW ALBANY, OH; 100% OWNERSHIP; START DATE 03/01/2014; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. TRUSTEE FOR SISTER'S FAMILY TRUST; INV.RELATED; NEW ALBANY, OH; START DATE: 12/2020; 0 HRS PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR BROTHER-IN-LAW'S INSURANCE TRUST; INV.RELATED; NEW ALBANY, OH; START DATE: 12/2020; 0 HRS PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-15 |
| S63 | Uniform Securities Agent State Law Examination | 1992-05-04 |
Reach out to this advisor