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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-06-05 |
| MO | RA | APPROVED | 2018-05-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors, Inc. | Manchester | MO | 03/2015 | 05/2018 |
| Lpl Financial, Llc | Ballwin | MO | 05/2018 | Present |
1- 12/20/2024 - Southminster Presbyterian Church - Non-Profit Board Member - Not investment Related - Crestwood, MO - Start Date 01/01/2025 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-23 |
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