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Steven James Hasenmueller

LPl Financial LLC

Ballwin, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-05
MO RA APPROVED 2018-05-31
  • TX RA
    APPROVED_RES
    Since 2018-06-05
  • MO RA
    APPROVED
    Since 2018-05-31

Branch Locations

Ballwin, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors, Inc. Manchester MO 03/2015 05/2018
Lpl Financial, Llc Ballwin MO 05/2018 Present
Previous Registrations
Other Businesses

1- 12/20/2024 - Southminster Presbyterian Church - Non-Profit Board Member - Not investment Related - Crestwood, MO - Start Date 01/01/2025 - 2 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-02
S63 Uniform Securities Agent State Law Examination 1986-10-23
  • S66 Uniform Combined State Law Examination
    2015-04-02
  • S63 Uniform Securities Agent State Law Examination
    1986-10-23

View on SEC IAPD

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