Jeffrey Allen Moll

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-01-26
IL	RA	APPROVED	2017-03-25
IA	RA	APPROVED	2017-03-25
TX	RA	APPROVED_RES	2017-03-25
WI	RA	APPROVED	2017-03-25

FL RA
APPROVED

Since 2023-01-26
IL RA
APPROVED

Since 2017-03-25
IA RA
APPROVED

Since 2017-03-25
TX RA
APPROVED_RES

Since 2017-03-25
WI RA
APPROVED

Since 2017-03-25

Branch Locations

Lakewood Ranch, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc.	Rockford	IL	01/1985	03/2017
Mml Investors Services, Llc	Lakewood Ranch	FL	03/2017	Present
Massmutual Life Insurance Co	Lakewood Ranch	FL	07/2016	Present

01/1985 → 03/2017

Metlife Securities Inc.

Rockford, IL
03/2017 → Present

Mml Investors Services, Llc

Lakewood Ranch, FL
07/2016 → Present

Massmutual Life Insurance Co

Lakewood Ranch, FL

Previous Registrations

1993-06-30 → 2017-03-25

Msi Financial Services, Inc.

Rockford, IL

Rockford, IL

Other Businesses

INDEPENDENT INSURANCE AGENT - DENTAL AND GROUP DISABILITY INCOME, DISABILITY, LIFE/ACCIDENT/HEALTH, LTC, MEDICARE RELATED PRODUCTS, -0 HRS INVOLVED SINCE 05/2013 Independent Insurance Agent From business address through Comprehensive Financial Concepts, LLC selling P&C 1 sec hr per week since 07/2016 Sole Owner of Rental Real Estate Shannon,IL - 0 hrs involved since 12/2016

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-04-14
S63	Uniform Securities Agent State Law Examination	1991-11-15

S65 Uniform Investment Adviser Law Examination

1997-04-14
S63 Uniform Securities Agent State Law Examination

1991-11-15

Other Names

Jeff Moll

View on SEC IAPD