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Edward Ryan Buechting

Raymond James Financial Services Advisors, Inc

Tempe, AZ

CRD 3235635

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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-03-21
TX RA APPROVED_RES 2022-02-28
  • AZ RA
    APPROVED
    Since 2023-03-21
  • TX RA
    APPROVED_RES
    Since 2022-02-28

Branch Locations

1988 E. Baseline Road Suite 101, Tempe, AZ 85283 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Tempe AZ 08/2014 02/2022
Raymond James Financial Services, Inc. Tempe AZ 02/2022 Present
Raymond James Financial Services Advisors, Inc. Tempe AZ 02/2022 Present
Previous Registrations
Other Businesses

(1)Name of Business: Buechting Financial, LLC Address: 1988 E Baseline Rd Ste 101, Tempe, AZ, 85283-1536, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 01/01/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor and retirement planning (2)Name of Business: Kathleen Lindquist CPA PC Address: 1988 E Baseline Rd Ste 101, Tempe, AZ, 85283-1536, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 12/01/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the branch owner for Buechting Financial. We have a locate CPA that is wanted to sublease an empty office in our office. This would be for part of the year during tax season. We do have a small amount of clients, but we do not have referral program with the CPA. We are looking for approval for before signing a lease agreement with the CPA.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-08
S63 Uniform Securities Agent State Law Examination 2000-12-22
  • S65 Uniform Investment Adviser Law Examination
    2023-03-08
  • S63 Uniform Securities Agent State Law Examination
    2000-12-22
Other Names
  • Ryan Buechting

View on SEC IAPD

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