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Keith Robert Gerard Conklin

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Antonio, TX

San Antonio, TX

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-12-17
TX RA APPROVED 2015-02-11
  • NH RA
    APPROVED
    Since 2024-12-17
  • TX RA
    APPROVED
    Since 2015-02-11

Branch Locations

San Antonio, TX • United States

17802 W Interstate 10, San Antonio, TX 78257 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 01/2015 Present
Bank Of America, N.A. San Antonio TX 01/2015 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-01
S63 Uniform Securities Agent State Law Examination 1994-10-14
  • S66 Uniform Combined State Law Examination
    2010-07-01
  • S63 Uniform Securities Agent State Law Examination
    1994-10-14
Other Names
  • Keith Robert Conkin

View on SEC IAPD

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