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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 1997-12-19
  • KS RA
    APPROVED
    Since 1997-12-19

Branch Locations

2606 N Fleming St Park Plaza Bldg, Garden City, KS 67846-3282 • United States

Garden City, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Garden City KS 09/2005 03/2020
Ameriprise Financial Services, Llc Garden City KS 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-09-02
  • S63 Uniform Securities Agent State Law Examination
    1986-09-02

View on SEC IAPD

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