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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Schaumburg | IL | 08/2016 | 10/2017 |
| Cetera Financial Specialists, Llc | Schaumburg | IL | 11/2017 | Present |
| Cetera Investment Advisers, Llc | Schaumburg | IL | 11/2017 | Present |
| Hurt & Associates / Hurt & Associates, Inc | Lombard | IL | 11/2017 | Present |
1) HURT & ASSOCIATES / HURT & ASSOCIATES, INC.; INV REL; LOMBARD, IL; DBA NAME FOR INVESTMENT BUSINESS; FINANCIAL SERVICES; START DATE 11/2017; 160 HRS/MTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-29 |
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