Patrick Gennaro Perrotta

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 10/2017
  Ameriprise Financial Services, Inc.
  Schaumburg, IL
• 11/2017 → Present
  Cetera Financial Specialists, Llc
  Schaumburg, IL
• 11/2017 → Present
  Cetera Investment Advisers, Llc
  Schaumburg, IL
• 11/2017 → Present
  Hurt & Associates / Hurt & Associates, Inc
  Lombard, IL

Previous Registrations

• 2016-08-30 → 2017-10-05
  Ameriprise Financial Services, Llc
  Schaumburg, IL
• 2014-01-24 → 2016-09-01
  Wells Fargo Clearing Services, Llc
  Woodstock, IL
• 2006-09-15 → 2013-12-31
  Grove Point Investments, Llc
  Rockville, MD
  Itasca, IL
• 2005-08-16 → 2006-06-07
  Morgan Stanley Dw Inc.
  Riverwoods, IL

Other Businesses

1) HURT & ASSOCIATES / HURT & ASSOCIATES, INC.; INV REL; LOMBARD, IL; DBA NAME FOR INVESTMENT BUSINESS; FINANCIAL SERVICES; START DATE 11/2017; 160 HRS/MTH

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-15
• S63 Uniform Securities Agent State Law Examination
  2005-07-29