Mark Wallace Smith

Current Employers

Employment History

• 10/1981 → Present
  Mark W Smith Ins (Sale Proprietor)
  Rockford, MI
• 01/1982 → Present
  M.W. Smith Insurance Self
  Rockford, MI
• 06/2011 → 06/2017
  American Portfolios Financial Services
  Holbrook, NY
• 06/2011 → 06/2017
  Regal Investment Advisors Llc`
  Kentwood, MI
• 06/2017 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 06/2017 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2011-06-22 → 2017-06-02
  Regal Investment Advisors Llc
  Kentwood, MI
• 2010-10-12 → 2011-06-08
  New England Securities
  Southfield, MI
  Ada, MI
  Grand Rapids, MI
  Grand Rapids, MI
  Grand Rapids, MI

Other Businesses

1.MW SMITH & ASSOCIATES LLC, 6440 E FULTON ST, STE 200, ADA, MI, 2/1982 AS OWNER/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 10/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.MY BENEFITS ADMINISTRATOR, 6440 E FULTON ST, STE 200, ADA, MI, 2/2004 AS OWNER, ASSISTING GROUP CLIENTS WITH BENEFIT ADMINISTRATION AND HR FUNCTIONS. NIR - 5/MO - 3/TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-09-13
• S63 Uniform Securities Agent State Law Examination
  1986-10-29