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Scott Arthur Mcgovney

LPl Financial LLC

Glen Ellyn, IL

Wheaton, IL

Hartselle, AL

CRD 1545441

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-03-06
IL RA APPROVED 2010-01-28
  • AL RA
    APPROVED
    Since 2022-03-06
  • IL RA
    APPROVED
    Since 2010-01-28

Branch Locations

Glen Ellyn, IL • United States

1755 S. Naperville Rd, Ste 100, Wheaton, IL 60189 • United States

Hartselle, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Glen Ellyn IL 01/2010 Present
  • 01/2010 → Present
    Lpl Financial
    Glen Ellyn, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-11
S63 Uniform Securities Agent State Law Examination 1989-09-14
  • S65 Uniform Investment Adviser Law Examination
    1999-03-11
  • S63 Uniform Securities Agent State Law Examination
    1989-09-14
Designations
  • Certified Financial Planner

View on SEC IAPD

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