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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2009-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Washington | DC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Washington | DC | 11/2016 | Present |
POWER OF ATTORNEY FOR MOTHER; INV. RELATED; WASHINGTON DC; START DATE 12/2015; 10 HRS PER MONTH; LESS THAN 1 HRS DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; WASHINGTON, DC; 100% OWNERSHIP; START DATE 07/06/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INVT RELATED, LAKEWOOD, NJ, 50% OWNERSHIP, START DATE 7/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-12-11 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-09 |
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