David William Borenstein

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Washington, DC
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Washington, DC

Previous Registrations

• 1999-01-28 → 2009-03-20
  Citigroup Global Markets Inc.
  Washington, DC
  Washington, DC

Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; WASHINGTON DC; START DATE 12/2015; 10 HRS PER MONTH; LESS THAN 1 HRS DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; WASHINGTON, DC; 100% OWNERSHIP; START DATE 07/06/2020; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY, INVT RELATED, LAKEWOOD, NJ, 50% OWNERSHIP, START DATE 7/1/2020, 1 HR PER MONTH, 0 HRS DURING TRADING, OWNER.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-11
• S63 Uniform Securities Agent State Law Examination
  1986-09-09