Marc Robert Coopersmith

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Rbc Capital Markets, Llc
  Florham Park, NJ
• 12/2016 → Present
  City National Bank
  Florham Park, NJ

Previous Registrations

• 1993-07-12 → 2009-10-09
  J. B. Hanauer & Co.
  Parsippany, NJ
  Parsippany, NJ

Other Businesses

(1) Name of Entity - SROVIC LLC Address - 51 Woodmont Dr. Randolph NJ 07869 Business Description - Travel & Recreation Business is not investment related Projected Start Date: 07/30/2019 Capacity: Other Duties Performed: Travel & Recreation Hours Devoted to this OBA Per Month: 0-4 Hours Devoted to this OBA during business hours: 0

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-29
• S63 Uniform Securities Agent State Law Examination
  1986-10-09

Designations

• Certified Financial Planner