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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2015-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 10/2005 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2015 | Present |
1) MUSICIAN, NOT INV RELATED, PART TIME 1995, MUSICIAN AT SENIOR LIVING FACILITIES, 3-5 HR WORK WEEK, PAID ON AN HOURLY BASIS; 2) NAME OF OTHER BUSINESS: HAMBURG BAPTIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: 15 ROUTE 23, HAMBURG, NJ 07419; NATURE OF BUSINESS: CHURCH; START DATE: 10/2017; POSITION/TITLE/RELATIONSHIP: MUSIC MINISTRY DIRECTOR; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: CONDUCT AND RUN THE SUNDAY CHURCH SERVICE EACH WEEK, AND CONDUCT THE REHEARSAL PRIOR TO THE SERVICE;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-11 |
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