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Gwn Securities Inc. CRD 128929
$4.75B regulatory AUM 54 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2018-05-07 |
Branch Locations
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States
1011 Route 22 Suite 104, Bridgewater, NJ 08807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metropolitan Life Insurance Co. | Piscataway | NJ | 11/2013 | Present |
| Metlife Securities Inc. | Piscataway | NJ | 11/2013 | Present |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Iselin | NJ | 03/2017 | 05/2018 |
| Gwn Securities, Inc. | Palm Beach Gardens | FL | 05/2018 | Present |
EAGLE ROCK RAQUET CLUB Is Not Investment Related, "Delancey Road, Hubbartdon, VT, 05735, USA" , 2 tennis courts in Hubbardton , VT, President, 2019-09-01, 15 hours per month, 0 hours per month during trading hours, No Compensation, "The duties of the President are to call to order the annual meeting which is held on a weekend. At the meeting we discuss court maintenance, dues, and issues that might have arisen. I am responsible for the putting up of the nets Memorial Day weekend and taking them down some weekend in September." WESTFIELD TENNIS CLUB Is Not Investment Related, "139 North Chestnut St, , Westfield, NJ, 07090, USA", NATURE: Tennis Club, POSITION: President, START DATE: 2015-01-01, HOURS PER MONTH: 7 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, DESCRIPTION: President of Tennis Club INSURANCE AGENT Is Not Investment Related, Insurance Sales,Agent,2001-01-01,1 hours per month,1 hours per month during trading hours, Selling and servicing life insurance ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional, 2018-05-08,160 hours per month, 160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-25 |
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