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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SD | RA | APPROVED | 2024-11-12 |
| PR | RA | APPROVED | 2023-06-02 |
| DC | RA | APPROVED | 2023-03-20 |
| KY | RA | APPROVED | 2022-02-01 |
| NH | RA | APPROVED | 2021-04-27 |
| NY | RA | APPROVED | 2021-04-16 |
| OK | RA | APPROVED | 2020-12-04 |
| RI | RA | APPROVED | 2020-08-04 |
| AK | RA | APPROVED | 2020-03-27 |
| WY | RA | APPROVED | 2019-06-30 |
| WI | RA | APPROVED | 2019-05-15 |
| MT | RA | APPROVED | 2019-02-28 |
| ID | RA | APPROVED | 2019-02-22 |
| NE | RA | APPROVED | 2018-10-03 |
| MN | RA | APPROVED | 2018-05-23 |
| IN | RA | APPROVED | 2018-02-20 |
| OH | RA | APPROVED | 2017-10-20 |
| MO | RA | APPROVED | 2017-03-09 |
| AR | RA | APPROVED | 2016-11-09 |
| ND | RA | APPROVED | 2016-10-22 |
| OR | RA | APPROVED | 2016-09-16 |
| DE | RA | APPROVED | 2015-06-17 |
| IL | RA | APPROVED | 2014-09-12 |
| MS | RA | APPROVED | 2013-07-09 |
| NC | RA | APPROVED | 2013-06-24 |
| KS | RA | APPROVED | 2012-08-16 |
| VT | RA | APPROVED | 2011-11-10 |
| WA | RA | APPROVED | 2011-08-30 |
| PA | RA | APPROVED | 2011-04-05 |
| LA | RA | APPROVED | 2011-03-25 |
| AZ | RA | APPROVED | 2011-01-31 |
| WV | RA | APPROVED | 2010-10-28 |
| UT | RA | APPROVED | 2010-03-04 |
| IA | RA | APPROVED | 2010-03-02 |
| MI | RA | APPROVED | 2009-11-20 |
| MD | RA | APPROVED | 2009-10-01 |
| NV | RA | APPROVED | 2009-10-01 |
| NM | RA | APPROVED | 2009-10-01 |
| SC | RA | APPROVED | 2009-10-01 |
| VA | RA | APPROVED | 2009-10-01 |
| MA | RA | APPROVED | 2009-09-25 |
| ME | RA | APPROVED | 2009-09-23 |
| GA | RA | APPROVED | 2009-07-22 |
| AL | RA | APPROVED | 2009-07-21 |
| CT | RA | APPROVED | 2009-07-21 |
| CO | RA | APPROVED | 2009-07-20 |
| TX | RA | APPROVED | 2009-06-04 |
| CA | RA | APPROVED | 2009-04-22 |
| FL | RA | APPROVED | 2009-03-05 |
| HI | RA | APPROVED | 2009-02-27 |
| NJ | RA | APPROVED | 2002-11-15 |
Branch Locations
25B Vreeland Road Suite 300, Florham Park, NJ 07932 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Guardian Life Ins. Company Of America | Roseland | NJ | 10/1985 | 01/2025 |
| Park Avenue Securities Llc | Roseland | NJ | 05/1999 | 01/2025 |
| Guardian Life Insurance Company | Florham Park | NJ | 01/2025 | Present |
| Park Avenue Securities | Florham Park | NJ | 01/2025 | Present |
1. Insurance Other than Guardian products, Start: 1/1/90, Address: 4 Becker Farm Rd Roseland, NJ 07068, 10 bus hrs per month, Investment related, 2. Investors Bank Advisory Board, Start: 1/1/14, Address: 101 JFK Parkway, Short Hills, NJ 07078, 1 bus hr per month, Not investment related, 3. OraCare LLC -Work with other members of the board to help develop a growth strategy for Pro Breath, LLC., Start: 7/1/12, Address: 2711 Centerville Road, Suite 400, Wilmington, DE 19808, 2 bus hr sper month, Not investment related, 4. SEQUOIA PRIVATE CLIENT GROUP-Insurance and wealth creation strategies, Start: 1/1/2000, Address: 4 Becker Farm Road Roseland, NJ 07068, 10 bus hrs per month, Investment related, 5. DOFORMS Board of Directors-Mobile forms software, Start: 5/15/15, Address: 14 COMMERCE DRIVE, Suite 303; Cranford, NJ 07016, 1.5 bus hr per month, Not investment related, 6. HR for Health- Board of Directors, Start: 7/20/17, Address: 111 Deerwood Rd #335 San Ramon, CA 94583, 1 bus hr per month, Not investment related, 7. Author-Publishing a series of books with a ghostwriter for dental practice marketplace mergers and acquisitions,. Start: 02/08/2018, 103 Eisenhower Pkwy, 2nd Floor, Roseland, NJ 07068 4 bus hrs per month, Not investment related, 8. Trust Protector Appointed as a Trust Protector with the ability to terminate a trustee, appoint a successor Trust Protector, Start: 10/22/18, Address: 103 Eisenhower Parkway, Roseland, NJ 07068, Hrs per month - Tot/bus: 25/10, Not investment related, 9. Fortune Management, Board of Directors, Start: 8/8/19, Address: 103 Eisenhower Pkwy, Roseland, NJ 07068, 10 bus hr per month, Investment related, 10. Brown & Brown Metro LLC-Responsible to refer clients to brown & brown, for placement of insurance products, Start: 8/7/19, Address: 103 Eisenhower Pkwy, Roseland, NJ 07068, 10 bus hrs per month, Investment related, 11. Sale of dental practices, I help dentist looking to buy or sell their practice, Start: 9/20/19, Address: 103 Eisenhower Pkwy, Roseland, NJ, 07068, 10 non bus hrs per month, Not investment related, 12. TruBlu Dental Management, Inc.-Position on the board of directors,. Start: 1/1/2020, Address: Delaware, 5 bus hrs per month, Not investment related, 13) Protect Yourself at All Times LLC/Boxing Manager Certification LLC-independent contractor who will create basic financial planning training material, Start: 9/17/21, Address: 2835 Meadow Way Lane, Dallas, Texas 75228, 4 total hours per month, 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 14) Book - Entrepreneurial Mindset-author, Start: 1/1/22, Address: 103 Eisenhower Pkwy, Suite 308, Roseland, NJ 07068, 4 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation, 15) NS Private Client Group LLC- owner Commission received from PAS Start: 1/1/22, Address: 103 Eisenhower Pkwy, Suite 308, Roseland, NJ 07068, 160 total hours per month; 160 during securities trading hours, Investment related, More than 10% annual compensation, 16) Private Client Insurance Services LLC- Owner LLC will be use for selling insurance product outside of Guardian Start: 1/1/22, Address: 103 Eisenhower Pkwy, Suite 308, Roseland, NJ 07068, 35 total hours per month; 35 during securities trading hours, Investment related, More than 10% annual compensation, 17) Applai-Board member, Start: 10/1/22, Address: 103 Eisenhower Pkwy, Suite 308, Roseland, NJ 07068, 8 total hours per month; 8 during securities trading hours, Not investment related, Less than 10% annual compensation, 18. Bank Referral Fees, Signed agreement with a bank to collect referral fees for introductions for real estate financing. Start: 10/20/24, Address: 103 Eisenhower Pkwy, Suite 308, Roseland, NJ 07068, 2 total hours per month, 2 during securities trading hours, Less than 10% annual compensation, Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-25 |
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