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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NM RA APPROVED 2023-06-29
TX RA APPROVED 2023-06-29
  • NM RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED
    Since 2023-06-29

Branch Locations

11000 Spain Road Ne, Building E, Albuquerque, NM 87111 • United States

511 W Reinken Ave, Belen, NM 87002 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Pavlos Panagopoulos, Llc Belen NM 04/2017 Present
My Financial Sense Albuquerque NM 02/2026 Present
  • 01/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 06/2023 → Present
    Schaumburg, IL
  • 04/2017 → Present
    Pavlos Panagopoulos, Llc
    Belen, NM
  • 02/2026 → Present
    My Financial Sense
    Albuquerque, NM
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, POSITION/TITLE/RELATIONSHIP: REPRESENTATIVE, BRIEF DESCRIPTION OF DUTIES: DISABILITY, ANNUITIES, LTC AND PROPERTY AND CASUALTY; 2. NAME OF OTHER BUSINESS: PANAGOPOULOS INSURANCE AGENCY, INVESTMENT RELATED: YES, ADDRESS: 511 W REINKEN AVE BELEN, NM 87002, NATURE OF BUSINESS: DBA FOR INSURANCE SALES, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER MONTH: 80-100 HOURS A YEAR, BRIEF DESCRIPTION OF DUTIES: SALES AND SERVICE OF INSURANCE; 3. NAME OF OTHER BUSINESS: CHOICE FINANCIAL GROUP, CHOICE DIRECT, INVESTMENT RELATED: YES, ADDRESS: 645 HILL AVE, GRAFTON, ND 58237, NATURE OF BUSINESS: ONLINE BANKING, POSITION/TITLE/RELATIONSHIP: REP, APX NUMBER OF HOURS PER MONTH: 4-8, BRIEF DESCRIPTION OF DUTIES: REFER PERSONS AND ENTITIES FOR ONLINE BANKING 4. NAME OF OTHER BUSINESS: ORDER OF AHEPA 501; INVESTMENT RELATED: NO; ADDRESS: 10510 SAN RAFEAL AVE, ALBUQUERQUE, NM, 87122; NATURE OF BUSINESS: NON PROFIT; START DATE: 1988; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RUNNING BIWEEKLY MEETINGS, MAKING COMMITTEE ASSIGNMENTS; 5. NAME OF OTHER BUSINESS: PAVLOS PANAGOPOULOS, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX LIABILITIES; START DATE: 04/2017; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR TAX PURPOSES; 6. NAME OF OTHER BUSINESS: AHEPA NEW MEXICO; INVESTMENT RELATED: NO; ADDRESS: 11000 SPAIN RD NE, BUILDING E, ALBUQUERQUE, NM 87111; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: TREASURER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HANDLING BANK ACCOUNTS, AND PAYING BILLS, PROVIDING ACCOUNTING STATEMENTS AND INCOME STATEMENTS ANNUALLY; 7.NAME OF OTHER BUSINESS: MY FINANCIAL SENSE INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/24/2026, POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 7, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-11
S65 Uniform Investment Adviser Law Examination 2001-05-04
S63 Uniform Securities Agent State Law Examination 1986-08-19
  • S66 Uniform Combined State Law Examination
    2004-10-11
  • S65 Uniform Investment Adviser Law Examination
    2001-05-04
  • S63 Uniform Securities Agent State Law Examination
    1986-08-19
Designations

View on SEC IAPD

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