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Steven Harold Hixon

Cetera Investment Advisers LLC

Glen Ellyn, IL

Lombard, IL

CRD 1544829

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2005-06-10
  • IL RA
    APPROVED
    Since 2005-06-10

Branch Locations

Glen Ellyn, IL • United States

One East 22Nd Street Suite 710, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Premier Tax & Accounting Elmhurst IL 06/1999 02/2018
Cetera Financial Specialists Llc Schaumburg IL 06/2004 09/2019
Cetera Investment Advisers Llc Oakbrook IL 06/2005 07/2022
Cetera Investment Services Llc St. Cloud MN 09/2019 Present
Cetera Investment Advisers Llc Glen Ellyn IL 07/2022 Present
  • 06/1999 → 02/2018
    Premier Tax & Accounting
    Elmhurst, IL
  • 06/2004 → 09/2019
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2005 → 07/2022
    Cetera Investment Advisers Llc
    Oakbrook, IL
  • 09/2019 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 07/2022 → Present
    Cetera Investment Advisers Llc
    Glen Ellyn, IL
Other Businesses

1.) PREMIER TAX & ACCOUNTING INC, PREPERATION OF INDIVIDUAL AND BUSINESS TAX RETURNS, ACCOUNTING, PAYROLL, AND SALES TAX

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-20
S63 Uniform Securities Agent State Law Examination 2003-01-04
  • S65 Uniform Investment Adviser Law Examination
    2005-05-20
  • S63 Uniform Securities Agent State Law Examination
    2003-01-04

View on SEC IAPD

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