Arthur Joseph Lavallie

Current Employers

Employment History

• 04/2016 → Present
  Kestra Advisory Services, Llc
  Burr Ridge, IL
• 11/2004 → Present
  Kestra Investment Services, Llc
  Burr Ridge, IL

Previous Registrations

• 1997-09-05 → 2004-11-03
  The Advisors Group, Inc.
  Oakbrook Terrace, IL

Other Businesses

Business Name: Tecla Partners LLC Investment Related: Yes Address: 1530 S. State St. #15K Chicago IL 60605 Nature of Business: Real Estate; Other Other/None of the Above Several other passive investments Position, Title or Relationship: Owner Start Date: 5/6/1995 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Most day to day operations. Bill paying Business Name: AJ Lavallie Investment Related: No Address: One Lincoln Center Suite 360 Oakbrook Terrace IL 60181 Nature of Business: Insurance Position, Title or Relationship: Owner Start Date: 11/21/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial Planning Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Blue Lake Wealth Advisors Investment Related: Yes Address: 745 McClintock Dr., Suite 120 Burr Ridge IL 60527 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: affiliate Start Date: 9/15/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 71% - 80% (99 - 112 hours) Duties: financial planning

Exams

• S66 Uniform Combined State Law Examination
  2025-09-12
• S63 Uniform Securities Agent State Law Examination
  1986-10-21