Michael Alan Leclair

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-11-13
CT	RA	APPROVED	2007-06-05

TX RA
APPROVED_RES

Since 2017-11-13
CT RA
APPROVED

Since 2007-06-05

Branch Locations

64 Wall Street Suite 100, Madison, CT 06443 • United States

2321 Whitney Avenue Suite 106, Hamden, CT 06518 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Hamden	CT	06/2007	Present

06/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Hamden, CT

Previous Registrations

2004-10-08 → 2007-06-05

Ryan Beck & Co.

Osterville, MA

Hamden, CT

Longmeadow, MA

Wellesley Hills, MA
2002-12-04 → 2004-10-12

Quick & Reilly, Inc.

Hartford, CT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-05-24
S63	Uniform Securities Agent State Law Examination	1992-07-06

S65 Uniform Investment Adviser Law Examination

1999-05-24
S63 Uniform Securities Agent State Law Examination

1992-07-06

View on SEC IAPD

Current Employers

Stifel, Nicolaus & Company, Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews