Renee Suzanne Roberts

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-06-18

MI RA
APPROVED

Since 2010-06-18

Branch Locations

5854 S Main St, Clarkston, MI 48346-5200 • United States

31555 W 14 Mile Rd Ste 300, Farmington Hills, MI 48334-1288 • United States

Pontiac, MI • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Auburn Hills	MI	08/1989	03/2020
Ameriprise Financial Services, Llc	Farmington Hills	MI	03/2020	Present

08/1989 → 03/2020

Ameriprise Financial Services, Inc.

Auburn Hills, MI
03/2020 → Present

Ameriprise Financial Services, Llc

Farmington Hills, MI

Other Businesses

Business Ownership; The Tax Lady; Owner; Tax Preparation; 528 West Iroquois, , Pontiac, N/A, 48341; Not Investment-Related; 01/01/2012; 20 to 39 hours per month; 1 to 9 during trading hours. Board of Directors; Rotary Club of West Bloomfield; Board Member; P.O. Box 252264, , West Bloomfield, MI, 48325; Not Investment-Related; 07/05/2021; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-10-24

S63 Uniform Securities Agent State Law Examination

1986-10-24

Other Names

Renee Suzanne Becker
Renee Roberts
Renee Suzanne Roberts
Renee S Roberts
Renee Suzanne Floer

View on SEC IAPD