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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-07-02 |
| MN | RA | APPROVED | 2014-02-03 |
Branch Locations
681 East Lake Street Suite 354, Wayzata, MN 55391 • United States
681 East Lake Street, Wayzata, MN 55391 • United States
Sherman Oaks, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Wayzata | MN | 09/1993 | Present |
The Paley Center for Media / 465 North Beverly Drive Beverly Hills,California 90210 / Other/ Charities, Cultural, Educational & Political Organisations / Preserving The Significance Of Television, Radio, and Emerging Platforms For The Professional Community And Media Interested Public. / Other / Media Council Member / Participate In Media And Technology Forums With Industry Leading Executives / Start Date 09/22/2016/ Non-Profit 45922 / 4/3/2020 2) Kiernan Films LLC / 22626 Pacific Coast Highway #12 / Malibu / CA 90265 / United States /Company /Entertainment / Film Production/ Proprietor / owner / Identify and help create movie projects./ Investment in company?: yes, 100% / Authority to make investment decisions?: Yes / Start Date 1/1/2020 3)Tazzle Pictures LLC/Company/Principal Business Activity-Tazzle Pictures LLC is the holding and operating company for the forthcoming full length documentary film, "Strip Away The Paint." The movie is a look into the meaning and reasons behind why musicians wear make up and masks./ Role - Partner/ Duty - Helping develop a strategy to self distribute/and or sell outright the film to another media company./ Compensation - No. 4) Mecca Lecca Hi Mecca Hiney Holdings LLC, MalibuCalifornia United States-90265, Company, Real Estate and Land Acquisition/Holding Company, Proprietor / owner, Help identify real estate investments, start date- 9/1/2024.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-08 |
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