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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-07-02
MN RA APPROVED 2014-02-03
  • CA RA
    APPROVED
    Since 2019-07-02
  • MN RA
    APPROVED
    Since 2014-02-03

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

681 East Lake Street, Wayzata, MN 55391 • United States

Sherman Oaks, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Wayzata MN 09/1993 Present
Other Businesses

The Paley Center for Media / 465 North Beverly Drive Beverly Hills,California 90210 / Other/ Charities, Cultural, Educational & Political Organisations / Preserving The Significance Of Television, Radio, and Emerging Platforms For The Professional Community And Media Interested Public. / Other / Media Council Member / Participate In Media And Technology Forums With Industry Leading Executives / Start Date 09/22/2016/ Non-Profit 45922 / 4/3/2020 2) Kiernan Films LLC / 22626 Pacific Coast Highway #12 / Malibu / CA 90265 / United States /Company /Entertainment / Film Production/ Proprietor / owner / Identify and help create movie projects./ Investment in company?: yes, 100% / Authority to make investment decisions?: Yes / Start Date 1/1/2020 3)Tazzle Pictures LLC/Company/Principal Business Activity-Tazzle Pictures LLC is the holding and operating company for the forthcoming full length documentary film, "Strip Away The Paint." The movie is a look into the meaning and reasons behind why musicians wear make up and masks./ Role - Partner/ Duty - Helping develop a strategy to self distribute/and or sell outright the film to another media company./ Compensation - No. 4) Mecca Lecca Hi Mecca Hiney Holdings LLC, MalibuCalifornia United States-90265, Company, Real Estate and Land Acquisition/Holding Company, Proprietor / owner, Help identify real estate investments, start date- 9/1/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-28
S63 Uniform Securities Agent State Law Examination 1993-04-08
  • S65 Uniform Investment Adviser Law Examination
    1999-12-28
  • S63 Uniform Securities Agent State Law Examination
    1993-04-08
Other Names
  • Andy Kiernan

View on SEC IAPD

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