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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Petersen Investments, Inc. | Wall | NJ | 02/2014 | 02/2018 |
| Royal Alliance | Wall | NJ | 02/2018 | 05/2019 |
| Cadaret, Grant & Co., Inc. | Wall | NJ | 05/2019 | 07/2025 |
| Lpl Financial Llc | Little Silver | NJ | 07/2025 | Present |
1. 07/2025 - Petersen Advisors, LLC - DBA for LPL Business (entity for LPL business) - Little Silver, NJ - INV REL - Start Date 05/06/2025 - 40hrs/mth | 40hrs during trading 2. 07/2025 - James Varzal - Non-Variable Insurance - Little Silver, NJ - INV REL - Start Date 05/06/2025 - 1hrs/mth | 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-10-12 |
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