John Joseph Griffin

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Morgan Stanley Smith Barney Llc
  West Conshohocken, PA
• 04/2016 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2013-04-25 → 2016-05-02
  Credit Suisse Securities (Usa) Llc
  West Conshohocken, PA
• 2008-10-02 → 2011-02-03
  Zeke Capital Advisors, Llc
  Berwyn, PA
• 2006-01-31 → 2008-09-16
  Chartwell Investment Partners
  Berwyn, PA
• 2003-01-17 → 2004-05-03
  Credit Suisse Securities (Usa) Llc
  New York, NY
• 2002-07-25 → 2003-01-17
  Pershing Llc
  Bala Cynwd, PA

Other Businesses

*320491 - Independence Health Group; Investment related: No; Philadelphia, Pennsylvania; Insurance:Hospital/Healthcare; Board Member, Finance Committee, member of Audit Committee; review audited financials; recently asked to join the Diversity, Equity and Inclusion Committee (proprietor, partner, officer, director, employee, trustee, agent); 06/2017; During business hours: 2; After business hours: 0.5; provide feedback to management as needed based on committee assignment; I review financial statements and portfolio performance reports. I will not be offering investment advice.

Exams

• S63 Uniform Securities Agent State Law Examination
  2011-02-14
• S65 Uniform Investment Adviser Law Examination
  1992-06-17

Other Names

• John Joseph Griffin
• John Joseph Griffin