Vlasta Duffy

Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2010 → 09/2017
  Massmutual Life Insurance Company
  Scottsdale, AZ
• 06/2010 → 09/2017
  Mml Investors Services
  Scottsdale, AZ
• 01/2018 → 06/2018
  Equity Services, Inc.
  Montpelier, VT
• 09/2017 → 06/2018
  National Life Group
  Scottsdale, AZ
• 03/2016 → 12/2021
  Svh Fitness, Llc
  Scottsdale, AZ
• 04/2020 → 12/2021
  Mutual Of Omaha Insurance Company
  Scottsdale, AZ
• 04/2020 → 12/2021
  Mutual Of Omaha Investor Serivces
  Scottsdale, AZ
• 12/2021 → Present
  Thrivent Investment Management Inc
  Scottsdale, AZ
• 12/2021 → Present
  Thrivent Financial
  Appleton, WI

Previous Registrations

• 2010-10-07 → 2017-09-08
  Mml Investors Services, Llc
  Scottsdale, AZ
  Scottsdale, AZ
• 2005-07-13 → 2010-02-08
  Northwestern Mutual Investment Services, Llc
  Phoenix, AZ
  Tucson, AZ

Other Businesses

SKI DOGS LLC POSITION: Owner NATURE: Rental property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2010 ADDRESS: 12493 N 116th St., Scottsdale AZ 85259, United States DESCRIPTION: Communicate with property manager as needed. DUFFY GROUP AZ LLC POSITION: Owner NATURE: LLC was established in 2007 as a DBA when I was a Managing Partner with Northwestern Mutual. There is is no activity in this OBA other than receiving payments from a business buyout. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 12493 N 116th St., Scottsdale AZ 85259, United States DESCRIPTION: None other than receiving payments from the buyout.

Exams

• S66 Uniform Combined State Law Examination
  2005-06-23
• S63 Uniform Securities Agent State Law Examination
  1998-09-28

Designations

• Chartered Financial Consultant

Other Names

• Vlasta Mrkela
• Vlasta Ivana Duffy
• Vlasta I Duffy
• Vlasta I Mrkela