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David Starker

J.P. Morgan Securities LLC

Armonk, NY

New York, NY

CRD 1543665

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
LA RA APPROVED 2014-06-23
NC RA APPROVED 2014-05-19
OH RA APPROVED 2014-05-19
CT RA APPROVED 2014-05-16
TX RA APPROVED 2014-05-16
  • NY RA
    APPROVED
    Since 2021-05-03
  • LA RA
    APPROVED
    Since 2014-06-23
  • NC RA
    APPROVED
    Since 2014-05-19
  • OH RA
    APPROVED
    Since 2014-05-19
  • CT RA
    APPROVED
    Since 2014-05-16
  • TX RA
    APPROVED
    Since 2014-05-16

Branch Locations

Armonk, NY • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc White Plains NY 05/2014 Present
Jpmorgan Chase Bank Na New York NY 05/2014 Present
Previous Registrations
  • 2008-08-27 → 2014-06-12
    Credit Suisse Securities (Usa) Llc
    New York, NY
    Rye Brook, NY
    New York, NY
    Greenwich, CT
    Greenwich, CT
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-08-26
S63 Uniform Securities Agent State Law Examination 1987-03-16
  • S66 Uniform Combined State Law Examination
    2008-08-26
  • S63 Uniform Securities Agent State Law Examination
    1987-03-16
Other Names
  • David Starker
  • David John Starker

View on SEC IAPD

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