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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-21
TX RA APPROVED_RES 2016-08-04
FL RA APPROVED 2016-06-21
  • CA RA
    APPROVED
    Since 2026-04-21
  • TX RA
    APPROVED_RES
    Since 2016-08-04
  • FL RA
    APPROVED
    Since 2016-06-21

Branch Locations

Laguna Beach, CA • United States

1801 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Boca Raton FL 06/2016 Present
Morgan Stanley Private Bank, N.A. New York NY 07/2016 Present
  • 06/2016 → Present
    Boca Raton, FL
  • 07/2016 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2007-05-29 → 2016-06-09
    Boca Raton, FL
    Boynton Beach, FL
    Delray Beach, FL
    Tampa, FL
    San Antonio, TX
    Boca Raton, FL
    Boca Raton, FL
    Doral, FL
    Boca Raton, FL
    Miami, FL
    Boca Raton, FL
    Boca Raton, FL
  • 2005-06-14 → 2007-05-29
    Citicorp Investment Services
    Boca Raton, FL
    Boca Raton, FL
  • 2005-05-27 → 2005-07-07
    Boca Raton, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-20
S63 Uniform Securities Agent State Law Examination 1988-01-22
  • S65 Uniform Investment Adviser Law Examination
    2005-05-20
  • S63 Uniform Securities Agent State Law Examination
    1988-01-22

View on SEC IAPD

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