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Don Brian Saulic

Hightower Advisors, LLC

Dallas, TX

Chicago, IL

CRD 1543417

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Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-12
TX RA APPROVED 2025-04-11
  • CA RA
    APPROVED
    Since 2026-01-12
  • TX RA
    APPROVED
    Since 2025-04-11

Branch Locations

1920 Mckinney Avenue Ste. 930, Dallas, TX 75201 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Newport Beach CA 08/2015 10/2024
Hightower Advisors, Llc Dallas TX 08/2015 Present
  • 08/2015 → 10/2024
    Hightower Securities, Llc
    Newport Beach, CA
  • 08/2015 → Present
    Dallas, TX
Previous Registrations
Other Businesses

NAME: KING CROWN CAPITAL CORPORATION INV REL: N ADD: 127 PORT IRVINE CA 92618 NATURE: STRATEGY PLANNING POSITION: OWNER START DATE: 3/1/12 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: BUSINESS AND EXECUTIVE STRATEGY PLANNING AND CONSULTING SERVICES 2) NAME: DON SAULIC INV REL: Y ADD: 127 PORT IRVINE CA 92618 NATURE: INSURANCE POSITION: SALES START DATE: 4/1/14 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-12
S63 Uniform Securities Agent State Law Examination 2009-04-06
  • S65 Uniform Investment Adviser Law Examination
    2013-12-12
  • S63 Uniform Securities Agent State Law Examination
    2009-04-06
Designations
  • Certified Financial Planner

View on SEC IAPD

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