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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-12 |
| TX | RA | APPROVED | 2025-04-11 |
Branch Locations
1920 Mckinney Avenue Ste. 930, Dallas, TX 75201 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities, Llc | Newport Beach | CA | 08/2015 | 10/2024 |
| Hightower Advisors, Llc | Dallas | TX | 08/2015 | Present |
NAME: KING CROWN CAPITAL CORPORATION INV REL: N ADD: 127 PORT IRVINE CA 92618 NATURE: STRATEGY PLANNING POSITION: OWNER START DATE: 3/1/12 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: BUSINESS AND EXECUTIVE STRATEGY PLANNING AND CONSULTING SERVICES 2) NAME: DON SAULIC INV REL: Y ADD: 127 PORT IRVINE CA 92618 NATURE: INSURANCE POSITION: SALES START DATE: 4/1/14 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2009-04-06 |
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