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Martin Patrick Kearns

Ubs Financial Services Inc.

Hartford, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2003-11-12
CT RA APPROVED 1994-02-28
  • TX RA
    APPROVED_RES
    Since 2003-11-12
  • CT RA
    APPROVED
    Since 1994-02-28

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Hartford CT 12/1992 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-23
S63 Uniform Securities Agent State Law Examination 1986-09-08
  • S66 Uniform Combined State Law Examination
    2017-10-23
  • S63 Uniform Securities Agent State Law Examination
    1986-09-08

View on SEC IAPD

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