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Stephen Peter Mccarthy

Mccarthy Asset Management, Inc.

Redwood Shores, CA

CRD 1542963

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Employer firm

Mccarthy Asset Management, Inc. CRD 118285

$422M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Mccarthy Asset Management, Inc.

3 Lagoon Drive, Suite 155, Redwood Shores, CA 94065 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-02-26
CA RA APPROVED 2005-08-02
  • TX RA
    APPROVED
    Since 2019-02-26
  • CA RA
    APPROVED
    Since 2005-08-02

Branch Locations

3 Lagoon Drive Suite 155, Redwood Shores, CA 94065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mccarthy Asset Management, Inc. Redwood Shores CA 11/2004 Present
Stephen P. Mccarthy, Cpa San Mateo CA 09/1986 Present
Designations
  • Certified Financial Planner
Other Names
  • Steve Peter Mccarthy

View on SEC IAPD

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