Daniel W Goggins

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 03/2017
  Metlife
  Holyoke, MA
• 07/2016 → 09/2017
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 09/2017
  Mml Investors Services, Llc
  Holyoke, MA
• 07/2009 → Present
  Dan & Lisa Goggins
  Ludlow, MA
• 09/2018 → 11/2020
  The O.N. Equity Sales Company
  Cincinnati, OH
• 10/2022 → 06/2023
  Davinci Capital Management, Inc.
  Cambridge, MA
• 02/2024 → 12/2025
  Chelsea Financial Services
  Staten Island, NY
• 02/2024 → 12/2025
  Chelsea Advisory Services
  Staten Island, NY
• 01/2026 → Present
  Lpl Financial
  Ludlow, MA

Previous Registrations

• 2024-03-13 → 2025-12-22
  Chelsea Advisory Services, Inc
  Ludlow, MA
• 2022-10-17 → 2023-06-01
  Davinci Capital Management, Inc.
  Cambridge, MA
  Ludlow, MA
• 2008-02-26 → 2009-08-25
  Cetera Investment Services Llc
  Springfield, MA

Other Businesses

1. 01/2026 - Dan and Lisa Goggins - Real Estate Rental - Investment related - Chicopee, MA - Start Date 06/01/2009 - 10 hours per month/ 0 hours During Trading 2. 01/2026 - ALPINE WEALTH PARTNERS - Non-Variable Insurance - Investment related - At Reported Business Location(s) - 160 Hrs/Mth/ 8 Hrs During Trading - Start Date 06/01/2023

Exams

• S66 Uniform Combined State Law Examination
  2008-01-23
• S63 Uniform Securities Agent State Law Examination
  1991-01-25

Other Names

• Daniel Walker Goggins