Elisabeth Hickox

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-10-03
TX	RA	APPROVED_RES	2024-09-26
RI	RA	APPROVED	2018-11-02

MA RA
APPROVED

Since 2024-10-03
TX RA
APPROVED_RES

Since 2024-09-26
RI RA
APPROVED

Since 2018-11-02

Branch Locations

26 Washington Street Suite 7, Newport, RI 02840 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jhfn Sii	Warwick	RI	04/2016	11/2018
Royal Alliance Associates, Inc.	Newport	RI	11/2018	Present

04/2016 → 11/2018

Jhfn Sii

Warwick, RI
11/2018 → Present

Royal Alliance Associates, Inc.

Newport, RI

Previous Registrations

2016-04-21 → 2018-11-02

Signator Investors, Inc.

Warwick, RI

Newport, RI
2011-10-07 → 2016-03-04

Wells Fargo Clearing Services, Llc

Newport, RI

Other Businesses

1. INDEPENDENCE FINANCIAL PARTNERS POSITION: Sales NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 1 START DATE: 12/23/2011 ADDRESS: 449 Thames St, Unit 301C, Newport RI 02840, United States DESCRIPTION: Shared business with partner 2. CORE FINANCIAL PARTNERS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 145 START DATE: 01/01/2019 ADDRESS: 449 Thames Street, Suite 301C, Newport RI 02840, United States DESCRIPTION: Financial Advisor 3. INSURANCE SALES POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2018 ADDRESS: 449 Thames Street, Suite 301C, Newport RI 02840, United States DESCRIPTION: Insurance Sales 4. CORE ENDURANCE COACHING POSITION: Coach NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 07/14/2020 ADDRESS: 449 Thames Street, Suite 301C, Newport RI 02840, United States DESCRIPTION: Endurance sports coaching for amateur athletes; custom designed training plans to help athletes achieve their personal fitness goals with accountability and support 5. RENTAL PROPERTY POSITION: owner NATURE: None, rental property owned personally INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/10/2021 ADDRESS: 42 Poplar St, Newport RI 02840, United States DESCRIPTION: coordinate rental, house caretaking

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-09-30
S63	Uniform Securities Agent State Law Examination	2005-06-07

S66 Uniform Combined State Law Examination

2011-09-30
S63 Uniform Securities Agent State Law Examination

2005-06-07

Other Names

Liz Mahon
Elisabeth Ann Mahon

View on SEC IAPD