Neil Thomas Daley

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 06/2024
  Securities America Inc.
  Bristol, CT
• 08/2016 → 06/2024
  Securities America Advisors
  Bristol, CT
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fort Myers, FL
• 06/2024 → Present
  Osaic Wealth, Inc.
  Fort Myers, FL

Previous Registrations

• 2016-08-02 → 2024-06-14
  Securities America Advisors, Inc.
  Bristol, CT
  Fort Myers, FL
• 2004-01-01 → 2016-08-23
  Cetera Advisors Llc
  Greenwood Village, CO
  Bristol, CT
• 1999-04-12 → 2004-01-01
  Vestax Securities Corporation
  Bristol, CT

Other Businesses

1. ROLAND DUMONT REAL ESTATE INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: REAL ESTATE SALES START DATE: 3/2016 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF TRADING HOURS PER WEEK: 10 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: LIST AND SELL HOMES 2. DBA - NTD Investment Services

Exams

• S63 Uniform Securities Agent State Law Examination
  1991-07-24

Other Names

• Neil T Daley