Richard Forzano

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1992 → 11/2023
  Fsc Securities Corporation
  Milford, CT
• 03/2013 → 10/2020
  City Of Milford, Ct Board Of Education
  Milford, CT
• 11/2023 → Present
  Osaic Wealth, Inc.
  Milford, CT

Previous Registrations

• 1992-09-25 → 2023-11-03
  Fsc Securities Corporation
  Ludlow, MA
  Milford, CT
  Milford, CT

Other Businesses

1) DBA: INDEPENDENT FINANCIAL CONSULTING, INC (IFC); 2) INCOME TAX PREPARATION SERVICES OFFERED THROUGH INDEPENDENT FINANCIAL CONSULTING, INC (IFC), OWNER, 57 PLAINS RD, UNIT 32 MILFORD, CT 06461, 07/1992-PRESENT, 4 HRS/MO (4 HRS DURING SECURITIES TRADING HRS), NOT INVESTMENT RELATED; 3) INDEPENDENT FINANCIAL CONSULTING, INC. POSITION: President NATURE: S Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/15/1992 ADDRESS: 57 Plains Road, Unit 32, Milford CT 06461, United States DESCRIPTION: Accounting, Chief Investment Officer, Strategic Planning. 4) RICHARD FORZANO POSITION: Owner - NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/15/1992 ADDRESS: 57 Plains Road, Unit 32, Milford CT 06461, United States DESCRIPTION: Propose insurance sollutions to clients when the need arises.

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-11-13