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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2023-09-11 |
| GA | RA | APPROVED | 2003-01-13 |
| OK | RA | APPROVED | 2000-09-26 |
| TX | RA | APPROVED_RES | 1995-01-28 |
Branch Locations
3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States
3455 Peachtree Road Northeast Suite 1700, Atlanta, GA 30326 • United States
Atlanta, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Atlanta | GA | 01/1995 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-03 |
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